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1 小时
iTrustCapital Review 2025
Explore iTrustCapital, a low-cost crypto IRA platform for diversifying your retirement portfolio with crypto and precious ...
JD Supra
3 小时
UK Financial Conduct Authority portfolio letter on supervisory strategy for wholesale brokers
The U.K. Financial Conduct Authority has published a Dear CEO Letter on its new strategy for supervising wholesale brokers. The FCA has observed ...
The National Law Review
4 小时
CPPA Announces Fifth Settlement with Data Broker Over CA Delete Act Violations
On January 29, 2025, the California Privacy Protection Agency (“CPPA”) announced that it had reached a settlement with ...
8 小时
on MSN
Millennials, Gen X hit hardest by investment fraud in Alabama
A new study suggests Alabama residents are falling victim to a surge in investment fraud. According to a study from Carlson Law, Alabamians lost $32 million to investment fraud in 2023, up 45.8% from ...
Financial Planning
20 小时
Broker must pay his old firm $17.7M to cover REIT settlements
Mark Sam Kolta was at National Securities for nearly four years before its sale to B. Riley. While there, he managed to rack ...
Fountain Hills Times
1 天
Fountain Hills Unified School District voting on new reading material
The Fountain Hills Unified School District will hold its board meeting on Feb.5. Doors open at the FHUSD Learning Center, ...
1 天
Fixed income quotation: SEC extends 15c2-11 relief, again
For broker dealers who were dreading the full implementation of the Fixed Income Quotation rule, SEC rule 15c2-11, staff once ...
Impacts
1 天
The Importance of Fraud Awareness in Forex and Cryptocurrency Trading
The Importance of Fraud Awareness in Forex and Cryptocurrency Trading The forex and cryptocurrency markets are growing ...
2 天
High Court Bid Should Precede Finra Hearing, Broker Alpine Says
Alpine Securities Corp.'s recent reprieve from securities industry expulsion without SEC review still leaves it with an ...
WAPT
2 天
Secretary of state warns Mississippians of increase in scams
Secretary of State Michael Watson is warning Mississippians of an increase in investment scams. Criminals are using multiple ...
2 天
Broker suing over commission on Wolf Road property sale
A real estate brokerage firm is suing the former owner of a hotel on Wolf Road, accusing it of not paying the commission on a ...
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