The UK offers another example. Despite Brexit-related turbulence, it has maintained strong AML standards, leveraging cutting-edge technology and extensive reporting obligations to crack down on ...

Investment in crypto is poised to expand significantly with the new Administration in Washington. Crypto experts emphasize ...

Last week, the Securities and Exchange Commission (SEC) announced two enforcement actions related to the failed ...

The U.S. Securities & Exchange Commission ("SEC") recently announced settled charges against an investment adviser for misrepresentations ...

The “Friends and Family” rule under securities regulations is meant to allow small businesses and startups to raise funds ...

The Financial Industry Regulatory Authority’s latest report offered advisers best practices for strengthening their compliance with security regulations.

Rodney Halvorson says he agreed to join Morgan Stanley only if he could take two wealthy Mexican clients with him. But his ...

The SDT has taken the unusual step of rejecting a solicitor’s admissions that he should have done more due diligence on £24m ...

The DeFi service communicates with the AML oracle smart contract, asking for the KYC/KYB assessment result and a transaction ...

Senator Elizabeth Warren questions Howard Lutnick’s ties to Tether, highlighting potential conflicts of interest in his ...